Advantages of Clearing NISM Series XV: Research Analyst Certification Examination

Advantages of Clearing NISM Series XV: Research Analyst Certification Examination

Why Research Analyst

The examination seeks to create a common minimum knowledge benchmark for all associated persons registered as research analyst under SEBI (Research Analyst) Regulations, 2014, individuals employed as research analyst and partners of a research analyst, engaged in preparation and/or publication of research report or research analysis.

An associated person shall be required to pass the NISM-Series-XV: Research Analyst Certification Examination to fulfill the requirements specified under Regulation 7(2) of the SEBI (Research Analysts) Regulations, 2014.

The certification aims to enhance the quality of services provided by research analyst in the financial services industry.

This course offers several advantages to the associated persons for their elevated career path. Some of them are being discussed below:

  • Know the basics of Indian Securities Markets and different terminologies used in equity and debt markets
    Know about the top down and bottom up approach to fundamental research
  • Know the basic principles for micro and macro-economic analysis, the sources of different information for analysis and the various macroeconomic variables affecting the analysis.
  • Know the key industry drivers and sources of information for industry analysis.
  • Understand about the Qualitative and Quantitative dimensions with regards to Company Analysis.
  • Know about the Fundamentals of Risk and Return, Valuation Principles and the philosophy of various Corporate Actions.
  • Understand the qualities of a good research report.

Career Prospects

There are plenty of job opportunities after the successful completion of NISM Research Analyst certification. It gives you recognition in the job market where the other candidates try to compete with just the basic operating knowledge and a lack of a certification. After completing this course, you can apply for the jobs of research analyst in various financial institutions and domestic institutions that buy/sells derivatives and stocks.

Many companies like Kotak Securities, Motilal Oswal, Mutual fund companies like DSP Black Rock, Edelweiss, Franklin Templeton, IDBI, and Invesco Mutual Fund etc. have got into this business and are always on a lookout for suitable candidates.

Candidates who clear research analyst exam earn average CTC around 6,00,000 lkh rs a year.

Advantages of Clearing NISM Series V A: Mutual Fund Distributors Certification Exam

Advantages of Clearing NISM Series V A: Mutual Fund Distributors Certification Exam

Why Mutual Fund Distributor

The examination seeks to create a common minimum knowledge benchmark for all persons involved in selling and distributing mutual funds including:

  • Individual Mutual Fund Distributors
  • Employees of organizations engaged in sales and distribution of Mutual Funds
  • Employees of Asset Management Companies specially persons engaged in sales and distribution of Mutual Funds

The certification aims to enhance the quality of sales, distribution and related support services in the mutual fund industry.

This course offers several advantages to the associated persons for their elevated career path. Some of them are being discussed below:
  • Know the basics of mutual funds, their role and structure, different kinds of mutual fund schemes and their features
  • Understand how mutual funds are distributed in the market-place, how schemes are to be evaluated, and how suitable products and services can be recommended to investors and prospective investors in the market.
  • Get oriented to the legalities, accounting, valuation and taxation aspects underlying mutual funds and their distribution.
  • Get acquainted with financial planning as an approach to investing in mutual funds, as an aid for mutual fund distributors to develop long term relationships with their clients.

Career Prospects

1.Better job opportunities

Just like any other exam or certification, NISM certification also gives you an edge over those who haven’t given the exam. It attracts more and better job opportunities. Many companies like ICICI, HDFC, Reliance Mutual, Kotak etc. have got into this business and are always on a lookout for suitable candidates.

2.Knowledge

The main and most important benefit of giving the exam is the knowledge that you gain from it. The basics that you learn by giving the exam will help you in your field. It will make your task easier and help you understand the ethics of your business better. You will know what is right and what is wrong, and also what to do at the time of a crisis or downfall.

The exam is very useful and helpful to everybody interested in the funds business and should be given by them. Passing the exam would also give you a sense of achievement and boost your confidence and self-esteem. You can register online for the exam.

Advantages of clearing NISM X A: Investment Adviser (Level 1 & 2) Certification Examination

Advantages of clearing NISM X A: Investment Adviser (Level 1 & 2) Certification Examination

Why Investment Adviser

The examination seeks to create a common minimum knowledge benchmark for all associated persons registered as an investment adviser and partners and representatives of investment advisers under SEBI (Investment Advisers) Regulations, 2013 and offering investment advisory services.

This course offers several advantages to the associated persons for their elevated career path. Some of them are being discussed below:

  • After completing both the levels of this examination, an associated person is eligible to provide the investment advice to the investors in the capital market. By the term, associated person, we mean a temporary or a permanent employee of any entity that is operating in the security space in India.
  • By completing NISM Investment Adviser level 1, an associated person gets oriented to the wealth tax, income tax and legal formalities of estate planning in the field of personal finance. He/she can also comprehend the regulatory aspects of the advisory.
  • On successfully completing the examination, the person gets to know the fundamentals of investment advisory, moves towards the advisory process and is able to make and implement various financial plans.
  • Get acquainted with financial planning as an approach to investing, insurance, retirement planning and an aid for advisers to develop long term relationships with their clients.
  • This course helps the advisers to make out how to understand various products and their suitability. They can also understand how and why their recommendations can affect the risks on investment.
  • They can also understand how the various products can impact the strategies and returns of the investors or the other prospective investors in the capital market within their personal finance environment.

Career Prospects

There are plenty of job opportunities after the successful completion of NISM Investment Adviser level 1 & 2. It gives you recognition in the job market where the other candidates try to compete with just the basic operating knowledge and a lack of a certification. It offers you an edge as NISM has a good brand value. After completing this course, you can apply for the jobs of sales representatives of banks, mutual funds or any other entity that sells derivatives and stocks.

With the recent boom in India, many companies like ICICI, HDFC, Reliance Mutual, ShareKhan etc. have got into this business and are always on a lookout for suitable candidates. Candidates who clear both the levels earn average CTC around 5,00,000 lkh rs a year.